Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors

Learn more

Webinar: How to file a Report of Exempt Distribution

Video recording available now

View now

2025 Energy Matters Information Session

Video recording available now

Learn more

2025 Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Are you interested in learning more about effective energy disclosure?

Check out the 2024 Energy Matters Report

View Report

Want to enhance your corporate reporting?

Learn more in the 2024 Corporate Finance Disclosure Report

View Report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Videos available now!

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors

Learn more

Webinar: How to file a Report of Exempt Distribution

Video recording available now

View now

2025 Energy Matters Information Session

Video recording available now

Learn more

2025 Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Are you interested in learning more about effective energy disclosure?

Check out the 2024 Energy Matters Report

View Report

Want to enhance your corporate reporting?

Learn more in the 2024 Corporate Finance Disclosure Report

View Report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Videos available now!

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

03.14.2025

CSA Investor Alert: Canadian securities regulators warn the public about fraudsters impersonating the CSA

News Release

03.13.2025

Canadians losing millions to investment scams: CSA, CAFC and RCMP urge vigilance and reporting

News Release

03.07.2025

Investor Alert: ASC warns public about suspected crypto investment scam called CanCap

News Release

02.20.2025

CSA announces temporary exemptions for derivatives market participants

News Release

02.18.2025

Canadian securities regulators invite industry participation on data portability study as part of new testing initiative

News Release

02.14.2025

ASC issues public interest order against Charles DeBono in response to criminal conviction

News Release

01.28.2024

ASC alleges Calgary residents Shahin Mottahed and Colin Garfield Wagner breached Alberta securities laws

News Release

01.28.2024

Top concepts from ScamShield: Investor Protection Challenge selected to move forward

News Release

01.23.2025

ASC signs onto multi-jurisdiction settlement with GSB Gold Standard, GS Partners allowing Albertans to file a claim for a refund

Want to learn more about raising capital for small business? Visit the COMMON CAPITAL RAISING PROSPECTUS EXEMPTIONS page.

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List

 

Make a Complaint

Submit a Whistleblower Tip

Investment Dealers and Mutual Fund Dealers: Interested in learning more about CIRO delegation? CLICK HERE TO VIEW FAQs

Status of Current Proceedings

CAREERS AT THE ASC

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