ASC Connect 2024: Fostering a thriving Alberta market

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Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors.

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Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

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Alberta-based registered firms

Confirm you have accurate information

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Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

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CSA 2023-2024 Year in Review

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Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

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Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

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Energy Matters Information Session

Video recording available now

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Corporate Finance Disclosure Information Session

Video recording available now

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Want to enhance your corporate reporting?

Learn more in the 2023 Corporate Finance Disclosure Report

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Are you interested in learning more about effective energy disclosure?

Check out the 2023 Energy Matters Report

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SEDAR+ is live

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Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

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Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

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Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

View agenda and speakers!

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors.

Learn more

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

Energy Matters Information Session

Video recording available now

Learn more

Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Want to enhance your corporate reporting?

Learn more in the 2023 Corporate Finance Disclosure Report

View Report

Are you interested in learning more about effective energy disclosure?

Check out the 2023 Energy Matters Report

View Report

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

11.20.2024

Canadian securities regulators explore streamlining registration delegation to the Canadian Investment Regulatory Organization

News Release

11.19.2024

CSA proposes amendments and changes to implement an access model for certain continuous disclosure documents of non-investment fund reporting issuers

News Release

11.15.2024

Elevate Financial Corp. and its principals consent to ASC registration suspension

News Release

11.14.2024

Canadian securities regulators issue guidance regarding disruption of mail service

News Release

11.12.2024

CSA encourages Canadians to have the “money talk” to prevent financial abuse

News Release

11.08.2024

ASC cease trades Greenfire Resources Ltd.’s Shareholder Rights Plan

News Release

11.07.2024

CSA provides update on binding dispute resolution

News Release

11.07.2024

Canadian securities regulators publish report on continuous disclosure reviews

News Release

11.04.2024

JSOT criminally charges Thomas Norman David Fiddler of Lethbridge with fraud and money laundering

Want to learn more about raising capital for small business? Visit the COMMON CAPITAL RAISING PROSPECTUS EXEMPTIONS page.

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List

Make a Complaint

Submit a Whistleblower Tip

In light of the disruption of mail service in Canada, please check Blanket Order 51-516 for more information and guidance regarding prescribed delivery obligations.

Status of Current Proceedings

CAREERS AT THE ASC