For every challenge, there's opportunity

The 2021 ASC Annual Report is now available

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2020/2021 CSA Enforcement Report

STRENGTH AND RESILIENCE IN UNPRECEDENTED TIMES

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Alberta-based registered firms

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Investor Protection

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Are you a whistleblower?

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For every challenge, there's opportunity

The 2021 ASC Annual Report is now available

View report

2020/2021 CSA Enforcement Report

STRENGTH AND RESILIENCE IN UNPRECEDENTED TIMES

View report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investor Protection

Check before you invest. Avoid fraud with CheckFirst.ca

Learn more

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

News Release

08.03.2021

Canadian securities regulators to establish new single enhanced self-regulatory organization

News Release

07.28.2021

Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers

News Release

07.15.2021

Securities regulators announce Canadian firm selected for cross-border testing

News Release

07.15.2021

Canadian securities regulators issue warning about suspicious emails

News Release

07.15.2021

Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients

News Release

07.13.2021

ASC issues oral ruling on Brookfield, IPL and Pembina applications

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