Alberta-based registered firms

Confirm you have accurate information

Check the list

Investor Protection

Check before you invest. Avoid fraud with CheckFirst.ca

Learn more

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

COVID-19: Operations continue at the ASC

Committed to delivering on our mandate of ensuring a fair and efficient market and protecting investors

Learn more

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investor Protection

Check before you invest. Avoid fraud with CheckFirst.ca

Learn more

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

COVID-19: Operations continue at the ASC

Committed to delivering on our mandate of ensuring a fair and efficient market and protecting investors

Learn more

News Release

06.15.2021

Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse

News Release

06.14.2021

Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency

News Release

05.31.2021

CSA Investor Alert: Investment scams imitating well-known financial brands

News Release

05.31.2021

JSOT criminally charges William Jordan McBean with fraud and theft

News Release

05.28.2021

ASC dismisses allegations against Roadman Investments Corp. and Luke Montaine

News Release

05.27.2021

Canadian securities regulators publish final rule for non-GAAP and other financial measures

Are you looking for information about Client Focused Reforms?

Did you invest in one of the Cancom group of companies?

Make a Complaint

Submit a Whistleblower Tip

Are you interested in a career with the ASC?

Did you receive a call about your investment dealer or adviser?

CHECK REGISTRATION CSA