Subscribe to investor alerts
Please provide the following information to subscribe to receive ASC investor alerts as they are posted.
If you have any questions about the website or the subscription form, please contact us at webmaster@asc.ca.
600, 250 - 5th St SW, Calgary, AB T2P 0R4
(403) 297-6454
(403) 297-6454
About the ASC
- ASC Strategic Plan
- How we developed our Strategic Plan
- Organizations the ASC Collaborates With
- Organization & governance
- ASC Members
- Executive Management
- Advisory Committees
- Careers
- Career Opportunities
- Hear From Our People
- Why Choose the ASC
- New Employees & Students
- FAQs
- Accessing Records
- Frequently Asked Questions
- Terms used in this website
- Contact Us
Complain or Report
Securities Law & Policy
- Act & Regulation
- Regulatory Instruments
- Regulatory Updates
- Authorizations & Memorandums of Understanding
- Blanket Orders & Designation Orders
Issuer Regulation
- Reporting Issuer List
- Energy Matters
- Financing Dashboards
- Exempt Financing
- Exemption Orders
- Issuer Toolkit
- Fees & Filing Deadlines
- Participation Fees
- Fee Calculator for Reports of Exempt Distribution
- Fee and Refund Requests
- FAQs
- Ongoing Disclosure
- Insider Reporting
- Cease Trade Orders
- Decisions and Orders
- Auditor Oversight Organization
Innovation in Finance
Registrant & Market Regulation
- Alberta-Based Registrant List
- Registrant Toolkit
- Getting Registered
- Exemptions & Relief
- Changes to Registration
- Ongoing Requirements
- Frequently Used Forms & Fees
- Client Relationship Manager Advising Representatives
- Education
- Client Focused Reforms
- Crypto Asset Trading Platforms
- Self-Regulatory Organizations
- Exchanges, Alternative Trading Systems, Clearing Agencies, Trade Repositories & Information Processors
- Regulatory Reform of Over-the-Counter Derivatives
- Exemption Orders
- Decisions & Orders
Investment Funds
Small Business
Enforcement
- ASC Proceedings
- Appearing Before the ASC
- Electronic Document Guidelines
- Remote Hearing Guidelines
- Status of Current Proceedings
- Other proceedings
- Unpaid Orders
- Notices, Decisions & Orders
- Investment Caution List
- File an Investor Complaint
- Office of the Whistleblower
- Automatic Reciprocation
News & Publications
Strengthen your investor knowledge and learn how to protect yourself from investment scams, visit CheckFirst.ca.
Learn More
About the ASC
- About the ASC
- ASC Strategic Plan
- How we developed our Strategic Plan
- Organizations the ASC Collaborates With
- Organization & governance
- ASC Members
- Executive Management
- Advisory Committees
- Careers
- Career Opportunities
- Hear From Our People
- Why Choose the ASC
- New Employees & Students
- FAQs
- Accessing Records
- Frequently Asked Questions
- Terms used in this website
- Contact Us
Issuer Regulation
- Issuer Regulation
- Reporting Issuer List
- Energy Matters
- Financing Dashboards
- Exempt Financing
- Exemption Orders
- Issuer Toolkit
- Fees & Filing Deadlines
- Participation Fees
- Fee Calculator for Reports of Exempt Distribution
- Fee and Refund Requests
- FAQs
- Ongoing Disclosure
- Insider Reporting
- Cease Trade Orders
- Decisions and Orders
- Auditor Oversight Organization
Registrant & Market Regulation
- Registrant & Market Regulation
- Alberta-Based Registrant List
- Registrant Toolkit
- Getting Registered
- Exemptions & Relief
- Changes to Registration
- Ongoing Requirements
- Frequently Used Forms & Fees
- Client Relationship Manager Advising Representatives
- Education
- Client Focused Reforms
- Crypto Asset Trading Platforms
- Self-Regulatory Organizations
- Exchanges, Alternative Trading Systems, Clearing Agencies, Trade Repositories & Information Processors
- Regulatory Reform of Over-the-Counter Derivatives
- Exemption Orders
- Decisions & Orders
Enforcement
- Enforcement
- ASC Proceedings
- Appearing Before the ASC
- Electronic Document Guidelines
- Remote Hearing Guidelines
- Status of Current Proceedings
- Other proceedings
- Unpaid Orders
- Notices, Decisions & Orders
- Investment Caution List
- File an Investor Complaint
- Office of the Whistleblower
- Automatic Reciprocation
Strengthen your investor knowledge and learn how to protect yourself from investment scams, visit CheckFirst.ca.
Learn More