Northwestern Exemption (Information Report under Blanket Order 31-505)

Thank you for submitting an information filing report pursuant to Blanket Order 31-505 (Northwestern Exemption) with the Alberta Securities Commission.

Information reports under the Northwestern Exemption must be accurate at all times. Firms relying on the Northwestern Exemption should design and implement a compliance system that ensures the information within this form is re-submitted within 10 days of any change.