Investment Caution List
To help inform and protect investors, the ASC provides a list of companies, individuals and websites that may pose a high risk to investors.
Before considering any investment, it is important to do your research. The following free resources are available to help:
- CheckFirst offers a wealth of information for new and seasoned investors.
- The Alberta-based Registrant List includes active, registered Alberta-based firms.
- You can also check the Canadian Securities Administrators (CSA) Investor Warnings and Alerts, Canadian Investment Regulatory Organization (CIRO) Investor Alerts and the International Organization of Securities Commissions (IOSCO) Investor Alerts Portal for investor alerts issued by regulators across Canada and internationally.
This Investment Caution List is updated regularly as the ASC becomes aware of new risks. Click on the names below for additional information.
To stay on top of what is happening within the Alberta capital market, we welcome information from Alberta investors. If you have a concern or complaint about an entity or its actions, please reach out to us. Contact information is available here.