Decisions and Orders (Registrants)

The ASC issues decisions and orders relating to exchanges, self-regulatory organizations, registrants and those seeking registration.

Below you will find decisions and orders relating to exchanges, self-regulatory organizations, registrants and those seeking registration.

You can also find certain decisions and orders relating to enforcement matters and issuers by viewing their respective pages.

In addition, you can consult, without cost, CanLII for decisions and orders issued by the ASC and its counterparts in other Canadian provinces and territories.

Document Title
Date
Type
Parties Involved