Frequently Used Forms and Fees
Forms
See all current Regulatory Instruments
Regulatory and NRD User Fees
ASC Staff will contact the firm by telephone or email upon receipt of the application package and when the firm has been set up in pending state on NRD. The firm will be requested to resubmit fees through the firm’s Electronic Fund Transfer account with CDS/NRD. For more information on fees, refer to the links below: