Learn more about what the ASC is doing to support market participants and investors.
The Securities Act and Rules provide a number of exemptions from prospectus requirements. If you purchase securities using these exemptions, the securities are subject to resale restrictions.
Rules and Notices Regarding Exemptions
Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions [Blanket Order]
ASC Notice on Blanket Order 31-505