Authorizations & Memorandums of Understanding
Authorizations: The ASC has delegated certain functions to certain members of ASC staff in the following Authorization Orders pursuant to sections 17(2) and 22(4) of the Securities Act (Alberta).
Document Title | Date Type | Date |
Authorization by the ASC under Subsection 22(4) of the Securities Act | Effective | 11/06/2013 |
ED Authorization Order - under Subsection 17(2) August 30, 2019 |
Effective | 08/30/2019 |
Authorization by the ASC under Subsection 22(1) of the Securities Act | Effective | 12/18/2009 |
Memoranda of Understanding: The ASC has arrangements in place with other regulatory authorities, such as Memoranda of Understanding, which help facilitate cooperation, coordination and information sharing among regulators.