Regulatory Instrument Details

Securities Law & Policy

24-102 Clearing Agency Requirements [NI]

24-102
Number
Title
Regulatory Instrument Type
Date Type
Date
24-102
Clearing Agency Requirements - Consolidated Version
As Amended - National Instrument - 06/19/2020
National Instrument
As Amended
06/19/2020
24-102F1
Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process - Consolidated Version
As Amended - Form - 06/19/2020
Form
As Amended
06/19/2020
24-102F2
Cessation of Operations Report for Clearing Agency - Consolidated Version
As Amended - Form - 06/19/2020
Form
As Amended
06/19/2020
24-102CP
Companion Policy to NI 24-102 - Consolidated Version
As Changed - Companion Policy - 06/19/2020
Companion Policy
As Changed
06/19/2020

Proposed Amendments Related to 24-102

No documents found
Related (6) Historic (12)
Number
Title
Regulatory Instrument Type
Status
Date
24-506
Exemption for certain Crypto Asset Trading Platforms to be Recognized as Clearing Agencies
Effective - Blanket Order - 08/29/2022
Blanket Order
Effective
08/29/2022
21-504
Relief from Reporting Requirements for Regulated Entities Carrying on Business in the Province of Alberta
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
11-338
CSA Market Disruption Coordination Plan
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
24-315
Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
Published - CSA Notice - 02/09/2017
CSA Notice
Published
02/09/2017
24-310
Withdrawn - Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements
Published - CSA Notice - 07/17/2014
CSA Notice
Published
07/17/2014
24-309
Publication of Clearing Agency Requirements in Ontario, Quebec and Manitoba
Published - CSA Notice - 12/18/2013
CSA Notice
Published
12/18/2013
Number
Title
Regulatory Instrument Type
Status
Date
24-102CP
Changes to 24-102CP
Effective - Changes to Policy - 06/12/2020
Changes to Policy
Effective
06/12/2020
24-102
Amendments to NI 24-102
Effective - Amendments to Instrument - 06/12/2020
Amendments to Instrument
Effective
06/12/2020
Amendments to NI 24-102 and Changes to 24-102CP
Published - CSA Notice - 03/19/2020
CSA Notice
Published
03/19/2020
Request for Comment - Proposed Amendments to NI 24-102 and 24-102CP
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
Changes to Companion Policy 24-102
Published - CSA Notice - 06/03/2016
CSA Notice
Published
06/03/2016
24-102CP
Changes to 24-102CP
Effective - Changes to Policy - 06/03/2016
Changes to Policy
Effective
06/03/2016
24-102F2
Cessation of Operations Report for Clearing Agency
Effective - Form - 02/17/2016
Form
Effective
02/17/2016
24-102
Clearing Agency Requirements
Effective - National Instrument - 02/17/2016
National Instrument
Effective
02/17/2016
24-102F1
Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process
Effective - Form - 02/17/2016
Form
Effective
02/17/2016
24-102CP
Companion Policy to NI 24-102
Effective - Companion Policy - 02/17/2016
Companion Policy
Effective
02/17/2016
Approval of National Instrument 24-102 Clearing Agency Requirements and Companion Policy
Published - CSA Notice - 12/03/2015
CSA Notice
Published
12/03/2015
Request for Comment - Proposed National Instrument 24-102 Clearing Agency Requirements
Published - CSA Notice - 11/27/2014
CSA Notice
Published
11/27/2014

News Releases Related to 24-102

Title
Date
Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives
Jan 21, 2016
Canadian Securities Regulators Publish New Requirements for Clearing Agencies
Dec 03, 2015
Canadian Securities Regulators propose harmonized approach to clearing agency requirements
Nov 27, 2014