Regulatory Instrument Details

Securities Law & Policy

91-401 Over-the-Counter Derivatives Regulation in Canada [Consultation Paper]

91-401
Number
Title
Regulatory Instrument Type
Date Type
Date
91-401
Over-the-Counter Derivatives Regulation in Canada
Published - Consultation Paper - 11/02/2010
Consultation Paper
Published
11/02/2010

Proposed Amendments Related to 91-401

No documents found
Related (2) Historic (0)
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy (includes comment letters received)
Published - CSA Notice - 04/19/2018
CSA Notice
Published
04/19/2018
92-401
Derivatives Trading Facilities (includes comment letters received)
Published - Consultation Paper - 01/29/2015
Consultation Paper
Published
01/29/2015
No documents found

News Releases Related to 91-401

Title
Date
The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement.
Nov 25, 2011
Canadian Securities Administrators Seek Comments on Regulation of Over-the-Counter Derivatives Trade Reporting and Repositories
Jun 23, 2011
Canadian Securities Regulators Seek Comments on Proposed Over-the-Counter Derivatives Regulation
Nov 02, 2010