Derivatives [91-101 - 96-932]

Securities Law & Policy
Items with a dark grey background, are archived.
Instrument Number
Title
91-101
Derivatives: Product Determination [MI]
91-102
Prohibition of Binary Options [MI]
91-305
Frequently Asked Questions relating to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting (Revised) [CSA Notice]
91-401
Over-the-Counter Derivatives Regulation in Canada [Consultation Paper]
91-403
Derivatives: Surveillance and Enforcement [Consultation Paper]
91-405
Derivatives: End-User Exemption [Consultation Paper]
91-504
Strip Bonds [ASC Rule]
91-507
Over-the-Counter Trades in Derivatives [Blanket Order]
91-702
Form of Risk Disclosure Statement for ASC Rule 74.1 (now Rule 16) [ASC Notice]
91-707
Strip Bond Information Statement Accepted Under Alberta Securities Commission Rule 91-504 Strip Bonds [ASC Notice]
91-708
OTC Trading in Contracts for Difference, Foreign Exchange Contracts, and Binary Options [ASC Notice]
92-401
Derivatives Trading Facilities [Consultation Paper]
93-101
Derivatives: Business Conduct [National Instrument]
93-102
Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy [CSA Notice]
93-301
Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period [CSA Notice]
93-302
Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct
93-930
Temporary Exemptions for Derivatives Firms from Certain Obligations When Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations [Coordinated Blanket Order]
94-101
Mandatory Central Counterparty Clearing of Derivatives [NI]
94-102
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI]
94-301
Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing [CSA Notice]
94-302
Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice]
94-303
Variation of Blanket Order 94-501 and Update on Proposed Amendments to NI 94-101 [CSA Notice]
94-304
Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency [CSA Notice]
94-501
Exempting Certain Counterparties from Mandatory Clearing of Derivatives - Varied [Blanket Order]
95-301
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [CSA Notice]
95-302
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [CSA Notice]
95-401
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [Consultation Paper]
96-101
Trade Repositories and Derivatives Data Reporting [MI]
96-301
Matters Related to the Coming Into Force of MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting [CSA Notice]
96-302
Variation, Amendment, or Revocation and Replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under MI 96-101 [CSA Notice]
96-303
Derivatives Data Reporting Transition Guidance [CSA Notice]
96-304
Multilateral CSA Notice Derivatives Data Reporting Guidance for USD LIBOR Transition [CSA Notice]
96-305
Derivatives Data Reporting Guidance for CDOR Transition [CSA Notice]
96-501
Exemptions from Certain Derivatives Reporting Requirements Under MI 96-101 Trade Repositories and Derivatives Data Reporting - Varied [Blanket Order]
96-502
Exemption from Certain Derivatives Reporting Requirements under MI 96-101 Trade Repositories and Derivatives Data Reporting for Certain Financially-Settled Electricity-Based Derivatives [Blanket Order]
96-504
Relief from Data-Dissemination Deadline under MI 96-101 [Blanket Order]
96-932
Coordinated Blanket Order Temporary Exemptions from Certain Derivatives Data Reporting Requirements [Blanket Order]