Regulatory Instrument Details

Securities Law & Policy

13-501 Fees [ASC Rule]

13-501
Number
Title
Regulatory Instrument Type
Date Type
Date
13-501
Fees - Consolidated Version
As Amended - ASC Rule - 06/09/2023
ASC Rule
As Amended
06/09/2023
13-501F1
Class 1 Reporting Issuers and Class 3B Reporting Issuers - Participation Fee - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
13-501F2
Class 2 Reporting Issuers - Participation Fee - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
13-501F3
Adjustment of Fee Payment for Class 2 Reporting Issuers
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F4
Class 3A Reporting Issuers - Participation Fee - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
13-501F5
Investment Fund - Participation Fee
Effective - Form - 06/09/2023
Form
Effective
06/09/2023
13-501F6
Subsidiary Exemption Notice
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F7
Specified Regulated Entities - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016

Proposed Amendments Related to 13-501

Number
Title
Regulatory Instrument Type
Date Type
Date
13-501
Proposed Amendments to ASC Rule 13-501 (arising from NI 51-102)
Published - Proposed Amendments to ASC Rule - 05/20/2021
Proposed Amendments to ASC Rule
Published
05/20/2021
Related (1) Historic (17)
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
13-501
Amendments to ASC Rule 13-501 (arising from NI 13-103)
Effective - Amendments to ASC Rule - 06/09/2023
Amendments to ASC Rule
Effective
06/09/2023
13-501
Amendments to ASC Rule 13-501
Effective - Amendments to ASC Rule - 03/01/2017
Amendments to ASC Rule
Effective
03/01/2017
Amendments to ASC Rule 13-501
Published - ASC Notice - 01/19/2017
ASC Notice
Published
01/19/2017
13-501F1
Class 1 Reporting Issuers and Class 3B Reporting Issuers - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F2
Class 2 Reporting Issuers - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F4
Class 3A Reporting Issuers - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F5
Investment Fund - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501
Fees
Effective - ASC Rule - 12/01/2016
ASC Rule
Effective
12/01/2016
Ministerial Approval of ASC Rules 13-501
Published - ASC Notice - 11/03/2016
ASC Notice
Published
11/03/2016
Approval of ASC Rule 13-501 Fees (includes comment letters received)
Published - ASC Notice - 05/30/2016
ASC Notice
Published
05/30/2016
Request for Comment Proposed ASC Rule 13-501 Fees
Published - ASC Notice - 11/02/2015
ASC Notice
Published
11/02/2015
Statutory Notice 411-14 Civil Forfeiture Proceeding In The Matter of Goldpoint Resources Corporation, Pasqualino Novielli, Zaida Pimental, Brian Moloney and 1112068 Ontario Inc.
Published - Miscellaneous - 11/17/2014
Miscellaneous
Published
11/17/2014
Notice of Amendments to Fee Schedule
Published - Miscellaneous - 06/24/2014
Miscellaneous
Published
06/24/2014
Notice of Amendments to Fee Schedule
Published - Miscellaneous - 04/10/2013
Miscellaneous
Published
04/10/2013
Notice of Fee Increase
Published - Miscellaneous - 09/07/2006
Miscellaneous
Published
09/07/2006
Request for Comment - Proposed ASC Fee Increase
Published - Miscellaneous - 05/29/2006
Miscellaneous
Published
05/29/2006
Fee Schedule Changes
Published - Miscellaneous - 01/03/2006
Miscellaneous
Published
01/03/2006

News Releases Related to 13-501

Title
Date
ASC to enact its new fee rule
May 30, 2016
ASC seeks comment on proposed changes to fees
Nov 02, 2015