Regulatory Instrument Details

21-101 Marketplace Operation [NI]

21-101
Number
Title
Regulatory Instrument Type
Date Type
Date
21-101
Marketplace Operation - Consolidated Version
As Amended - National Instrument - 02/01/2017
National Instrument
As Amended
02/01/2017
21-101F1
Form
As Amended
10/01/2015
21-101F2
Form
As Amended
10/01/2015
21-101F3
Form
As Amended
10/01/2015
21-101F4
Form
As Amended
10/01/2015
21-101F5
Form
As Amended
10/01/2015
21-101F6
Form
As Amended
10/01/2015
21-101CP
Companion Policy to NI 21-101 - Consolidated Version
As Changed - Companion Policy - 06/12/2018
Companion Policy
As Changed
06/12/2018

Proposed Amendments Related to 21-101

Number
Title
Regulatory Instrument Type
Date Type
Date
CSA Notice
Published
04/18/2019
Number
Title
Regulatory Instrument Type
Status
Date
21-325
Follow-up on Marketplace Systems Incidents
Published - CSA Notice - 03/15/2019
CSA Notice
Published
03/15/2019
21-326
Guidance for Reporting Material Systems Incidents
Published - CSA Notice - 03/15/2019
CSA Notice
Published
03/15/2019
23-406
Consultation Paper
Published
03/12/2019
11-338
CSA Market Disruption Coordination Plan
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
21-324
CSA Notice
Published
06/28/2018
21-322
CSA Notice
Published
01/04/2018
21-320
CSA Notice
Published
12/14/2017
23-319
CSA Notice
Published
12/05/2017
21-319
Data Fees Methodology
Published - CSA Notice - 12/08/2016
CSA Notice
Published
12/08/2016
21-309
CSA Notice
Withdrawn
12/01/2016
21-310
CSA Notice
Withdrawn
12/01/2016
21-317
CSA Notice
Published
04/21/2016
21-502
Blanket Order
Effective
06/22/2011
21-501
Blanket Order
Effective
01/15/2003
Number
Title
Regulatory Instrument Type
Status
Date
21-101CP
Changes to 21-101CP (arising from NI 44-101)
Effective - Changes to Policy - 06/12/2018
Changes to Policy
Effective
06/12/2018
21-101
Amendments to NI 21-101 (arising from NI 14-104)
Effective - Amendments to Instrument - 02/01/2017
Amendments to Instrument
Effective
02/01/2017
21-314
CSA Notice
Withdrawn
12/01/2016
21-318
Information Processor for Corporate Debt Securities
Published - CSA Notice - 06/23/2016
CSA Notice
Published
06/23/2016
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 10/01/2015
Changes to Policy
Effective
10/01/2015
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 10/01/2015
Amendments to Instrument
Effective
10/01/2015
CSA Notice
Published
06/25/2015
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 12/31/2014
Amendments to Instrument
Effective
12/31/2014
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 12/31/2014
Changes to Policy
Effective
12/31/2014
21-101
Amendments to Instrument
Effective
10/31/2014
Amendments to NI 21-101
Published - CSA Notice - 10/23/2014
CSA Notice
Published
10/23/2014
21-313
CSA Notice
Published
06/27/2014
Proposed Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 04/24/2014
CSA Notice
Published
04/24/2014
21-305
CSA Notice
Withdrawn
09/12/2013
21-308
CSA Notice
Withdrawn
09/12/2013
21-307
CSA Notice
Withdrawn
09/12/2013
21-101CP
Changes to 21-101CP (arising from NI 25-101)
Effective - Changes to Policy - 05/31/2013
Changes to Policy
Effective
05/31/2013
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 07/01/2012
Changes to Policy
Effective
07/01/2012
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 07/01/2012
Amendments to Instrument
Effective
07/01/2012
CSA Notice
Published
03/23/2012
CSA Notice
Published
03/18/2011
ASC Notice
Published
02/08/2011
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
21-302
CSA Notice
Withdrawn
02/19/2010
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 01/28/2010
Amendments to Instrument
Effective
01/28/2010
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 01/28/2010
Changes to Policy
Effective
01/28/2010
CSA Notice
Published
11/13/2009
CSA Notice
Published
10/17/2008
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 09/12/2008
Amendments to Instrument
Effective
09/12/2008
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 09/12/2008
Changes to Policy
Effective
09/12/2008
21-306
CSA Notice
Published
06/22/2007
21-306
CSA Notice
Published
04/20/2007
21-101F2
Amendments to NI 21-101F2
Effective - Amendments to Instrument - 12/31/2006
Amendments to Instrument
Effective
12/31/2006
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 12/31/2006
Changes to Policy
Effective
12/31/2006
21-101F6
Amendments to NI 21-101F6
Effective - Amendments to Instrument - 12/31/2006
Amendments to Instrument
Effective
12/31/2006
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 12/31/2006
Amendments to Instrument
Effective
12/31/2006
Notice of Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 12/15/2006
CSA Notice
Published
12/15/2006
21-304
CSA Notice
Published
07/14/2006
CSA Notice
Published
07/14/2006
21-101
Amendments to NI 21-101
Effective - Amendments to Instrument - 12/31/2003
Amendments to Instrument
Effective
12/31/2003
21-101CP
Changes to 21-101CP
Effective - Changes to Policy - 12/31/2003
Changes to Policy
Effective
12/31/2003
Notice of amendments to NI 21-101 and NI 23-101
Published - ASC Notice - 11/17/2003
ASC Notice
Published
11/17/2003
Notice of Proposed Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 07/11/2003
CSA Notice
Published
07/11/2003
21-101CP
Companion Policy to 21-101
Effective - Companion Policy - 12/01/2001
Companion Policy
Effective
12/01/2001
21-101
Marketplace Operation
Effective - National Instrument - 12/01/2001
National Instrument
Effective
12/01/2001
21-101F1-F6
Forms 21-101 F1 to 21-101 F6
Effective - Form - 12/01/2001
Form
Effective
12/01/2001
CSA Notice
Published
07/02/1999

News Releases Related to 21-101

Title
Date