Regulatory Instrument Details
23-101 Trading Rules [NI]
23-101
Number
Title
Regulatory Instrument Type
Date Type
Date
23-101
Trading Rules - Consolidated Version
As Amended - National Instrument - 04/10/2017
National Instrument
As Amended
04/10/2017
23-101CP
Companion Policy to NI 23-101 - Consolidated Version
As Changed - Companion Policy - 04/10/2017
Companion Policy
As Changed
04/10/2017
Proposed Amendments Related to 23-101
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
23-333
Order Protection Rule: Market Share Threshold Effective as of April 1, 2024
Published - CSA Notice - 02/29/2024
CSA Notice
Published
02/29/2024
21-326
Guidance for Reporting Material Systems Incidents - Revised Version
Published - CSA Notice - 06/10/2021
CSA Notice
Published
06/10/2021
21-328
Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
Published - CSA Notice - 03/05/2020
CSA Notice
Published
03/05/2020
23-325
Trading Fee Rebate Pilot Study
Published - CSA Notice - 01/23/2020
CSA Notice
Published
01/23/2020
21-325
Follow-up on Marketplace Systems Incidents
Published - CSA Notice - 03/15/2019
CSA Notice
Published
03/15/2019
23-406
Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market (includes comment letters received)
Published - Consultation Paper - 03/12/2019
Consultation Paper
Published
03/12/2019
11-340
CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice 23-323 Trading Fee Rebate Pilot Study
Published - CSA Notice - 01/17/2019
CSA Notice
Published
01/17/2019
23-323
Trading Fee Rebate Pilot Study (includes comment letters received)
Published - CSA Notice - 12/18/2018
CSA Notice
Published
12/18/2018
11-338
CSA Market Disruption Coordination Plan
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
23-309
FAQ about the Order Protection Rule and Intentionally Locked or Crossed Markets – Part 6 of NI 23-101 and Related Companion Policy
Published - CSA Notice - 06/25/2010
CSA Notice
Published
06/25/2010
Number
Title
Regulatory Instrument Type
Status
Date
23-301
Withdrawn - Joint notice of the staff of the Canadian Securities Administrators, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association - electronic audit trails
Withdrawn - CSA Notice - 03/07/2019
CSA Notice
Withdrawn
03/07/2019
23-318
Withdrawn - Withdrawal of Proposed Amendments regarding Best Execution Disclosure under NI 23-101 Trading Rules
Published - CSA Notice - 07/06/2017
CSA Notice
Published
07/06/2017
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 04/10/2017
Amendments to Instrument
Effective
04/10/2017
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 04/10/2017
Changes to Policy
Effective
04/10/2017
Amendments to NI 23-101 and Changes to Companion Policy
Published - CSA Notice - 01/26/2017
CSA Notice
Published
01/26/2017
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 07/06/2016
Changes to Policy
Effective
07/06/2016
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 07/06/2016
Amendments to Instrument
Effective
07/06/2016
23-502
Expired - Order-Protection Rules and Alpha Exchange Inc.
Expired - Blanket Order - 07/06/2016
Blanket Order
Expired
07/06/2016
23-316
Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
Published - CSA Notice - 06/20/2016
CSA Notice
Published
06/20/2016
Amendments to NI 23-101 Trading Rules and 23-101CP
Published - CSA Notice - 04/07/2016
CSA Notice
Published
04/07/2016
Request For Comment Proposed Amendments to NI 23-101
Published - CSA Notice - 04/07/2016
CSA Notice
Published
04/07/2016
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 10/01/2015
Amendments to Instrument
Effective
10/01/2015
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 10/01/2015
Changes to Policy
Effective
10/01/2015
Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 06/25/2015
CSA Notice
Published
06/25/2015
Request for Comment Proposed Changes to 23-101CP
Published - CSA Notice - 06/12/2015
CSA Notice
Published
06/12/2015
Request for Comment Proposed Amendments to NI 23-101 (Order Protection Rule or "OPR")
Published - CSA Notice - 05/15/2014
CSA Notice
Published
05/15/2014
Proposed Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 04/24/2014
CSA Notice
Published
04/24/2014
23-101CP
Changes to NI 23-101CP
Effective - Changes to Policy - 07/01/2012
Changes to Policy
Effective
07/01/2012
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 07/01/2012
Amendments to Instrument
Effective
07/01/2012
23-307
Withdrawn - Order Protection Rule Implementation Milestones
Withdrawn - CSA Notice - 06/21/2012
CSA Notice
Withdrawn
06/21/2012
Notice of Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 03/18/2011
CSA Notice
Published
03/18/2011
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 01/28/2010
Amendments to Instrument
Effective
01/28/2010
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 01/28/2010
Changes to Policy
Effective
01/28/2010
Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules
Published - CSA Notice - 12/18/2009
CSA Notice
Published
12/18/2009
23-101
Amendments to NI 23-101
Published - Amendments to Instrument - 11/13/2009
Amendments to Instrument
Published
11/13/2009
23-101CP
Changes to 23-101CP
Published - Changes to Policy - 11/13/2009
Changes to Policy
Published
11/13/2009
Notice of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 11/13/2009
CSA Notice
Published
11/13/2009
CSA Notice on Proposed Trade Through Rule Amendments and Request for Comments
Published - CSA Notice - 10/17/2008
CSA Notice
Published
10/17/2008
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 09/12/2008
Changes to Policy
Effective
09/12/2008
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 09/12/2008
Amendments to Instrument
Effective
09/12/2008
CSA Notice of Amendments to Best Execution and Related Rules in NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 06/20/2008
CSA Notice
Published
06/20/2008
21-306
Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor - Extension of Comment Period
Published - CSA Notice - 06/22/2007
CSA Notice
Published
06/22/2007
Notice of Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules and Related Universal Market Integrity Rules
Published - CSA Notice - 04/20/2007
CSA Notice
Published
04/20/2007
21-306
Notice of Filing of Form 21-101F5 Initial Operation Report for Information Processor
Published - CSA Notice - 04/20/2007
CSA Notice
Published
04/20/2007
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 12/31/2006
Amendments to Instrument
Effective
12/31/2006
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 12/31/2006
Changes to Policy
Effective
12/31/2006
CSA Notice of Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 12/15/2006
CSA Notice
Published
12/15/2006
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 12/31/2003
Amendments to Instrument
Effective
12/31/2003
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 12/31/2003
Changes to Policy
Effective
12/31/2003
Notice of Amendments to NI 21-101 and NI 23-101
Published - ASC Notice - 11/17/2003
ASC Notice
Published
11/17/2003
Notice of Proposed Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 07/11/2003
CSA Notice
Published
07/11/2003
23-101
Trading Rules
Effective - National Instrument - 12/01/2001
National Instrument
Effective
12/01/2001
23-101CP
Companion Policy to NI 23-101
Effective - Companion Policy - 12/01/2001
Companion Policy
Effective
12/01/2001
Notice Re Extension of Comment Period on Universal Market Integrity Rules (CSA Notice 23-401)
Published - ASC Notice - 06/22/2001
ASC Notice
Published
06/22/2001
Consolidation Plan for a Consolidated Canadian Market
Published - Consultation Paper - 07/02/1999
Consultation Paper
Published
07/02/1999
News Releases Related to 23-101
Title
Date
Jan 26, 2017
Nov 13, 2009