Regulatory Instrument Details

Securities Law & Policy

23-101 Trading Rules [NI]

23-101
Number
Title
Regulatory Instrument Type
Date Type
Date
23-101
Trading Rules - Consolidated Version
As Amended - National Instrument - 04/10/2017
National Instrument
As Amended
04/10/2017
23-101CP
Companion Policy to NI 23-101 - Consolidated Version
As Changed - Companion Policy - 04/10/2017
Companion Policy
As Changed
04/10/2017

Proposed Amendments Related to 23-101

No documents found
Related (11) Historic (46)
Number
Title
Regulatory Instrument Type
Status
Date
23-331
Summary of Comments - Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
Published - CSA Notice - 09/20/2024
CSA Notice
Published
09/20/2024
23-333
Order Protection Rule: Market Share Threshold Effective as of April 1, 2024
Published - CSA Notice - 02/29/2024
CSA Notice
Published
02/29/2024
21-326
Guidance for Reporting Material Systems Incidents - Revised Version
Published - CSA Notice - 06/10/2021
CSA Notice
Published
06/10/2021
21-328
Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
Published - CSA Notice - 03/05/2020
CSA Notice
Published
03/05/2020
23-325
Trading Fee Rebate Pilot Study
Published - CSA Notice - 01/23/2020
CSA Notice
Published
01/23/2020
21-325
Follow-up on Marketplace Systems Incidents
Published - CSA Notice - 03/15/2019
CSA Notice
Published
03/15/2019
23-406
Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market (includes comment letters received)
Published - Consultation Paper - 03/12/2019
Consultation Paper
Published
03/12/2019
11-340
CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice 23-323 Trading Fee Rebate Pilot Study
Published - CSA Notice - 01/17/2019
CSA Notice
Published
01/17/2019
23-323
Trading Fee Rebate Pilot Study (includes comment letters received)
Published - CSA Notice - 12/18/2018
CSA Notice
Published
12/18/2018
11-338
CSA Market Disruption Coordination Plan
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
23-309
FAQ about the Order Protection Rule and Intentionally Locked or Crossed Markets – Part 6 of NI 23-101 and Related Companion Policy
Published - CSA Notice - 06/25/2010
CSA Notice
Published
06/25/2010
Number
Title
Regulatory Instrument Type
Status
Date
23-301
Withdrawn - Joint notice of the staff of the Canadian Securities Administrators, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association - electronic audit trails
Withdrawn - CSA Notice - 03/07/2019
CSA Notice
Withdrawn
03/07/2019
23-318
Withdrawn - Withdrawal of Proposed Amendments regarding Best Execution Disclosure under NI 23-101 Trading Rules
Published - CSA Notice - 07/06/2017
CSA Notice
Published
07/06/2017
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 04/10/2017
Amendments to Instrument
Effective
04/10/2017
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 04/10/2017
Changes to Policy
Effective
04/10/2017
Amendments to NI 23-101 and Changes to Companion Policy
Published - CSA Notice - 01/26/2017
CSA Notice
Published
01/26/2017
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 07/06/2016
Changes to Policy
Effective
07/06/2016
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 07/06/2016
Amendments to Instrument
Effective
07/06/2016
23-502
Expired - Order-Protection Rules and Alpha Exchange Inc.
Expired - Blanket Order - 07/06/2016
Blanket Order
Expired
07/06/2016
23-316
Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
Published - CSA Notice - 06/20/2016
CSA Notice
Published
06/20/2016
Amendments to NI 23-101 Trading Rules and 23-101CP
Published - CSA Notice - 04/07/2016
CSA Notice
Published
04/07/2016
Request For Comment Proposed Amendments to NI 23-101
Published - CSA Notice - 04/07/2016
CSA Notice
Published
04/07/2016
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 10/01/2015
Amendments to Instrument
Effective
10/01/2015
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 10/01/2015
Changes to Policy
Effective
10/01/2015
Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 06/25/2015
CSA Notice
Published
06/25/2015
Request for Comment Proposed Changes to 23-101CP
Published - CSA Notice - 06/12/2015
CSA Notice
Published
06/12/2015
Request for Comment Proposed Amendments to NI 23-101 (Order Protection Rule or "OPR")
Published - CSA Notice - 05/15/2014
CSA Notice
Published
05/15/2014
Proposed Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 04/24/2014
CSA Notice
Published
04/24/2014
23-101CP
Changes to NI 23-101CP
Effective - Changes to Policy - 07/01/2012
Changes to Policy
Effective
07/01/2012
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 07/01/2012
Amendments to Instrument
Effective
07/01/2012
23-307
Withdrawn - Order Protection Rule Implementation Milestones
Withdrawn - CSA Notice - 06/21/2012
CSA Notice
Withdrawn
06/21/2012
Notice of Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 03/18/2011
CSA Notice
Published
03/18/2011
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 01/28/2010
Amendments to Instrument
Effective
01/28/2010
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 01/28/2010
Changes to Policy
Effective
01/28/2010
Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules
Published - CSA Notice - 12/18/2009
CSA Notice
Published
12/18/2009
23-101
Amendments to NI 23-101
Published - Amendments to Instrument - 11/13/2009
Amendments to Instrument
Published
11/13/2009
23-101CP
Changes to 23-101CP
Published - Changes to Policy - 11/13/2009
Changes to Policy
Published
11/13/2009
Notice of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 11/13/2009
CSA Notice
Published
11/13/2009
CSA Notice on Proposed Trade Through Rule Amendments and Request for Comments
Published - CSA Notice - 10/17/2008
CSA Notice
Published
10/17/2008
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 09/12/2008
Changes to Policy
Effective
09/12/2008
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 09/12/2008
Amendments to Instrument
Effective
09/12/2008
CSA Notice of Amendments to Best Execution and Related Rules in NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Published - CSA Notice - 06/20/2008
CSA Notice
Published
06/20/2008
21-306
Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor - Extension of Comment Period
Published - CSA Notice - 06/22/2007
CSA Notice
Published
06/22/2007
Notice of Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules and Related Universal Market Integrity Rules
Published - CSA Notice - 04/20/2007
CSA Notice
Published
04/20/2007
21-306
Notice of Filing of Form 21-101F5 Initial Operation Report for Information Processor
Published - CSA Notice - 04/20/2007
CSA Notice
Published
04/20/2007
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 12/31/2006
Amendments to Instrument
Effective
12/31/2006
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 12/31/2006
Changes to Policy
Effective
12/31/2006
CSA Notice of Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 12/15/2006
CSA Notice
Published
12/15/2006
23-101
Amendments to NI 23-101
Effective - Amendments to Instrument - 12/31/2003
Amendments to Instrument
Effective
12/31/2003
23-101CP
Changes to 23-101CP
Effective - Changes to Policy - 12/31/2003
Changes to Policy
Effective
12/31/2003
Notice of Amendments to NI 21-101 and NI 23-101
Published - ASC Notice - 11/17/2003
ASC Notice
Published
11/17/2003
Notice of Proposed Amendments to NI 21-101 and NI 23-101
Published - CSA Notice - 07/11/2003
CSA Notice
Published
07/11/2003
23-101
Trading Rules
Effective - National Instrument - 12/01/2001
National Instrument
Effective
12/01/2001
23-101CP
Companion Policy to NI 23-101
Effective - Companion Policy - 12/01/2001
Companion Policy
Effective
12/01/2001
Notice of NI 21-101 and 23-101
Published - CSA Notice - 11/17/2001
CSA Notice
Published
11/17/2001
Notice Re Extension of Comment Period on Universal Market Integrity Rules (CSA Notice 23-401)
Published - ASC Notice - 06/22/2001
ASC Notice
Published
06/22/2001
Consolidation Plan for a Consolidated Canadian Market
Published - Consultation Paper - 07/02/1999
Consultation Paper
Published
07/02/1999

News Releases Related to 23-101

Title
Date
Canadian Securities Regulators to Lower Trading Fee Cap for Non-Inter-listed Securities
Jan 26, 2017
Canadian Securities Regulators publish list of unprotected marketplaces
Jun 20, 2016
Canadian securities regulators publish amendments to order protection rule
Apr 07, 2016
Canadian Securities Regulators Seek Comments on Application of Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
Jun 12, 2015
CSA Publishes Proposed Amendments to Order Protection Rule for Comment
May 15, 2014
Canadian Securities Regulators Enact Order Protection Rule to Maintain Integrity of Multiple Marketplaces
Nov 13, 2009
Canadian Securities Regulators Seek Input on Proposed Trade-through Protection Rule
Oct 17, 2008
Canadian Regulators Seek Comment on Trade-Through Protection, Best Execution and Access to Marketplaces
Apr 20, 2007