Regulatory Instrument Details

Securities Law & Policy

45-538 Multilateral CSA Notice of Implementation Alberta and Saskatchewan Orders Self-Certified Investor Prospectus Exemption - VARIED [Blanket Order]

45-538
Number
Title
Regulatory Instrument Type
Date Type
Date
45-538
Self-Certified Investor Prospectus Exemption - Varied
Effective - Blanket Order - 04/01/2024
Blanket Order
Effective
04/01/2024
2024 ABASC 46
Variation of Blanket Order 45-538
Effective - Miscellaneous - 04/01/2024
Miscellaneous
Effective
04/01/2024
Annex 1 to Blanket Order
Statutory Declaration
Effective - Form - 03/31/2021
Form
Effective
03/31/2021
Annex 2 to Blanket Order
Acknowledgement - Varied
Effective - Form - 04/01/2024
Form
Effective
04/01/2024
Notice of Amendments to Alberta and Saskatchewan Orders Self-Certified Investor Prospectus Exemption
Published - CSA Notice - 07/28/2022
CSA Notice
Published
07/28/2022

Proposed Amendments Related to 45-538

No documents found
Related (2) Historic (7)
Number
Title
Regulatory Instrument Type
Status
Date
45-106
Prospectus Exemptions - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
11-701
ASC Consultation Paper 11-701 (includes comment letters received)
Published - Consultation Paper - 06/27/2019
Consultation Paper
Published
06/27/2019
Number
Title
Regulatory Instrument Type
Status
Date
Annex 2 to Blanket Order
Acknowledgement - Varied
Effective - Form - 07/28/2022
Form
Effective
07/28/2022
2022 ABASC 97
Variation of Blanket Order 45-538
Effective - Miscellaneous - 07/28/2022
Miscellaneous
Effective
07/28/2022
45-538
Self-Certified Investor Prospectus Exemption - Varied
Effective - Blanket Order - 07/28/2022
Blanket Order
Effective
07/28/2022
Annex 2 to Blanket Order
Acknowledgement
Effective - Form - 03/31/2021
Form
Effective
03/31/2021
Notice of Implementation Alberta and Saskatchewan Orders - Self-Certified Investor Prospectus Exemption
Published - CSA Notice - 03/31/2021
CSA Notice
Published
03/31/2021
45-538
Self-Certified Investor Prospectus Exemption
Effective - Blanket Order - 03/31/2021
Blanket Order
Effective
03/31/2021
45-327
Proposed Prospectus Exemption for Self-Certified Investors (includes comment letters received)
Published - CSA Notice - 11/20/2020
CSA Notice
Published
11/20/2020

News Releases Related to 45-538

Title
Date
Alberta and Saskatchewan securities regulators extend the self-certified investor prospectus exemption
Mar 26, 2024
Alberta and Saskatchewan securities regulators expand the self-certified investor prospectus exemption to facilitate investment
Jul 28, 2022
Alberta and Saskatchewan securities regulators adopt new self-certified investor prospectus exemption
Mar 31, 2021