Regulatory Instrument Details

Securities Law & Policy

45-102 Resale of Securities [NI]

45-102
Number
Title
Regulatory Instrument Type
Date Type
Date
45-102
Resale of Securities - Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
45-102F1
Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
45-102CP
Companion Policy to NI 45-102 - consolidated version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023

Proposed Amendments Related to 45-102

No documents found
Related (2) Historic (42)
Number
Title
Regulatory Instrument Type
Status
Date
31-103
Registration Requirements, Exemptions and Ongoing Registrant Obligations - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
11-206
Process for Cease to be a Reporting Issuer Applications - Consolidated Version
As Changed - National Policy - 06/09/2023
National Policy
As Changed
06/09/2023
Number
Title
Regulatory Instrument Type
Status
Date
45-102CP
Changes to 45-102CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
45-102
Amendments to NI 45-102 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
45-102
Amendments to NI 45-102 (arising from NI 45-106)
Effective - Amendments to Instrument - 11/21/2022
Amendments to Instrument
Effective
11/21/2022
45-102
Amendments to NI 45-102 (arising from NI 45-110)
Effective - Amendments to Instrument - 09/21/2021
Amendments to Instrument
Effective
09/21/2021
45-102
Amendments to NI 45-102 (arising from ASC Rule 72-501)
Effective - Amendments to Instrument - 04/15/2021
Amendments to Instrument
Effective
04/15/2021
45-519
Prospectus Exemptions for Resale Outside of Canada - Revoked
Revoked - Blanket Order - 08/31/2018
Blanket Order
Revoked
08/31/2018
45-102CP
Changes to 45-102CP
Effective - Changes to Policy - 08/31/2018
Changes to Policy
Effective
08/31/2018
2018 ABASC 143
Revocation of ASC Blanket Order 45-519 Prospectus Exemptions for Resale Outside Canada
Effective - Revocation Order - 08/31/2018
Revocation Order
Effective
08/31/2018
45-102CP
Changes to 45-102 CP
Effective - Changes to Policy - 06/12/2018
Changes to Policy
Effective
06/12/2018
45-102
Amendments to NI 45-102
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
Amendments to NI 45-102, Consequential Amendments to NI 31-103 and Changes to 45-102CP and 11-206NP
Published - CSA Notice - 03/29/2018
CSA Notice
Published
03/29/2018
Request for Comment Proposed Amendments to NI 45-102
Published - CSA Notice - 06/29/2017
CSA Notice
Published
06/29/2017
45-102
Amendments to NI 45-102 (arising from MI 45-108)
Effective - Amendments to Instrument - 10/31/2016
Amendments to Instrument
Effective
10/31/2016
45-102
Amendments to NI 45-102 (arising from NI 45-106 relating to the Offering Memorandum Exemption)
Effective - Amendments to Instrument - 04/30/2016
Amendments to Instrument
Effective
04/30/2016
45-102
Amendments to NI 45-102 (arising from NI 45-106 relating to Rights Offering)
Effective - Amendments to Instrument - 12/08/2015
Amendments to Instrument
Effective
12/08/2015
45-102CP
Changes to 45-102CP (arising from amendments to NI 45-106 relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions)
Effective - Changes to Policy - 05/05/2015
Changes to Policy
Effective
05/05/2015
45-102
Amendments to NI 45-102 (arising from amendments to NI 45-106 relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions)
Effective - Amendments to Instrument - 05/05/2015
Amendments to Instrument
Effective
05/05/2015
45-102F1
Amendments to 45-102F1
Effective - Amendments to Instrument - 05/01/2011
Amendments to Instrument
Effective
05/01/2011
45-102CP
Changes to 45-102CP (arising from the ASC Rules (General))
Effective - Changes to Policy - 07/31/2010
Changes to Policy
Effective
07/31/2010
45-302
Withdrawn - Frequently Asked Questions Regarding the Resale Rules NI 45-102
Withdrawn - CSA Notice - 02/19/2010
CSA Notice
Withdrawn
02/19/2010
45-302
Withdrawn - Frequently Asked Questions Regarding The Resale Rules
Withdrawn - CSA Notice - 02/19/2010
CSA Notice
Withdrawn
02/19/2010
45-102
Amendments to NI 45-102 (arising from NI 45-106)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
45-102CP
Companion Policy to NI 45-102
Effective - Companion Policy - 09/28/2009
Companion Policy
Effective
09/28/2009
Notice of Repeal and Replacement of NI 45-106 and Notice of Amendments to NI 45-102
Published - CSA Notice - 07/17/2009
CSA Notice
Published
07/17/2009
Notice and Request for Comments - Proposed repeal and replacement of NI 45-106 Prospectus and Registration Exemptions and related documents and Proposed amendments to NI 45-102 Resale of Securities and related documents
Published - CSA Notice - 02/29/2008
CSA Notice
Published
02/29/2008
45-102
Amendments to MI 45-102 (arising from NI 45-106)
Effective - Amendments to Instrument - 09/14/2005
Amendments to Instrument
Effective
09/14/2005
45-102CP
Changes to 45-102CP (arising from NI 45-106)
Effective - Changes to Policy - 09/14/2005
Changes to Policy
Effective
09/14/2005
45-102CP
Companion Policy to MI 45-102
Effective - Companion Policy - 03/30/2004
Companion Policy
Effective
03/30/2004
45-102
Resale of Securities
Effective - Multilateral Instrument - 03/30/2004
Multilateral Instrument
Effective
03/30/2004
45-508
Repealed - Interim amendments to MI 45-102
Repealed - ASC Rule - 03/30/2004
ASC Rule
Repealed
03/30/2004
Notice of implementation of new MI 45-102 and repeal of old MI 45-102 and related consequential amendments effective 30 Mar 2004
Published - CSA Notice - 12/19/2003
CSA Notice
Published
12/19/2003
45-102
Amendments to MI 45-102 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
Notice of proposed amendments to MI 45-102 (including comment letters received)
Published - ASC Notice - 01/31/2003
ASC Notice
Published
01/31/2003
45-301
Expired - Implementation of Multilateral Instrument 45-102 Resale of Securities
Expired - CSA Notice - 12/31/2002
CSA Notice
Expired
12/31/2002
45-505
Revoked - Interim resale relief for securities acquired under s. 107(1)(h) or (x) of the Securities Act - Revoked and replaced by ASC Rule 45-508
Revoked - Blanket Order - 07/31/2002
Blanket Order
Revoked
07/31/2002
Notice of ASC Rule 45-508 Interim amendments to certain appendicies to Multilateral Instrument 45-102 Resale of Securities
Published - ASC Notice - 07/15/2002
ASC Notice
Published
07/15/2002
Proposed Rule 45-508 amendments to MI 45-102 Resale of Securities
Published - ASC Notice - 06/12/2002
ASC Notice
Published
06/12/2002
45-702
Correction of ASC address in 45-102F1 and 45-102F3
Published - ASC Notice - 03/18/2002
ASC Notice
Published
03/18/2002
45-102
Resale of Securities
Effective - Multilateral Instrument - 11/30/2001
Multilateral Instrument
Effective
11/30/2001
45-102CP
Companion Policy to MI 45-102
Effective - Companion Policy - 11/30/2001
Companion Policy
Effective
11/30/2001
Notice of implementation of MI 45-102
Published - ASC Notice - 09/14/2001
ASC Notice
Published
09/14/2001
Notice of proposed MI 45-102
Published - ASC Notice - 09/08/2000
ASC Notice
Published
09/08/2000

News Releases Related to 45-102

Title
Date
Canadian securities administrators adopt amendments related to reselling securities of foreign issuers
Mar 29, 2018
Canadian securities administrators propose a new prospectus exemption for the resale of securities of a foreign issuer
Jun 29, 2017