Regulatory Instruments

The ASC uses a number of regulatory instruments to administer the requirements of Alberta's securities laws. Most regulatory instru​ments are numbered according to the Canadian Securities Administrators (CSA) numbering system.

The Regulatory Instrument table below includes all current regulatory instruments created by the ASC including the ASC Rules (General). It does not include Miscellaneous Notices.

Uniform Act Policy
ASC Notices [Old Number System]
CSA Notices [Old Number System]